Compliance
KYC, AML & Control Fundamentals
A practical introduction to identity verification, AML controls, sanctions awareness, monitoring concepts and employee escalation responsibilities.
Curriculum
10 structured lessons.
01
Why controls matter
8–20 minLesson · guided learning
02
KYC fundamentals
8–20 minLesson · guided learning
03
Verification workflows
8–20 minLesson · guided learning
04
AML fundamentals
8–20 minLesson · guided learning
05
Sanctions awareness
8–20 minLesson · guided learning
06
Monitoring concepts
8–20 minLesson · guided learning
07
Source-of-funds concepts
8–20 minLesson · guided learning
08
Control responsibilities
8–20 minLesson · guided learning
09
Escalation and documentation
8–20 minLesson · guided learning
10
Final assessment
AssessmentLesson · guided learning
Practical resources
Take the framework back to work.
DOCX
Incident Report Template
Structure incidents by impact, timeline, owners, actions and follow-up.
Resource library →XLSX
Escalation Matrix
Define severity, owners, response channels and escalation thresholds.
Resource library →XLSX
Daily Operations Checklist
A repeatable opening and monitoring checklist for operational teams.
Resource library →DOCX
Weekly Operations Report
Summarize service health, incidents, risks and actions for management.
Resource library →